NASAA

NASAA: Protecting Main Street Investors

The North American Securities Administrators Association (NASAA) is a voluntary association of state, provincial, and territorial securities regulators in the United States, Canada, and Mexico. NASAA’s mission is to protect Main Street investors, promote the informed use of investments, and support fair and efficient capital markets.

NASAA’s Key Initiatives

Investor Education: NASAA provides a wealth of educational resources to help individual investors make informed decisions, including guides on various investment products, fraud prevention, and financial planning.Regulatory Oversight: NASAA works closely with its member agencies to develop and enforce securities regulations, ensuring that financial professionals and investment products adhere to the highest standards of integrity and transparency.Coordination and Collaboration: NASAA facilitates cooperation and information-sharing among its member agencies, enabling them to effectively address cross-border issues and emerging threats to investors.Advocacy and Policymaking: NASAA advocates for policies and regulations that safeguard the interests of individual investors, while promoting the development of fair and efficient capital markets.

Why NASAA Matters

Investor Protection: NASAA’s unwavering commitment to protecting Main Street investors is at the core of its mission. By promoting financial literacy and enforcing robust regulations, NASAA helps ensure that individual investors are empowered to make informed decisions and are safeguarded from fraudulent or abusive practices.Market Integrity: NASAA’s efforts to maintain fair and efficient capital markets contribute to the overall stability and trustworthiness of the financial system, which is essential for economic growth and prosperity.Collaborative Approach: NASAA’s collaborative approach, which brings together securities regulators from across North America, enables a coordinated and comprehensive response to emerging challenges facing investors and the financial industry.To learn more about NASAA’s initiatives and how we can assist you, please visit our website at www.nasaa.org.