Broadridge Appoints Frank Troise as President, Global Capital Markets

Broadridge Financial Solutions, a leading provider of investor communications and technology-driven solutions for the financial services industry, has appointed Frank Troise as President, Global Capital Markets. In his new role, Troise will lead the firm’s capital markets business globally, overseeing strategy, client engagement and product innovation across Broadridge’s suite of solutions for trading, analytics, post-trade processing and data services.

Troise joins Broadridge with a strong track record in capital markets leadership and technology strategy, bringing deep experience in driving business transformation, client partnerships and growth initiatives. His appointment underscores Broadridge’s focus on expanding its role as a strategic partner for broker-dealers, asset managers, institutional investors and exchanges as these firms navigate rapid shifts in market structure, regulatory complexity and technology adoption.

By placing a seasoned capital markets executive at the helm of this critical division, Broadridge aims to accelerate its offerings in areas such as electronic trading, risk analytics, workflow orchestration, and regulatory reporting — helping clients enhance operational efficiency and adapt to evolving market dynamics.

Key Highlights

• Executive appointment: Broadridge names Frank Troise as President of its Global Capital Markets business.
• Strategic focus: Troise will lead product, client and growth strategy for capital markets globally.
• Industry experience: He brings deep capital markets and technology leadership experience.
• Broadridge’s offerings: Covers trading, post-trade processing, analytics, data and compliance solutions.
• Market context: Capital markets firms continue to adopt technology for efficiency and regulatory compliance.
• Growth emphasis: The role aligns with Broadridge’s ambitions to strengthen its market positioning and client engagement.

About Frank Troise and His Mandate

Frank Troise joins Broadridge with a career spanning senior leadership roles in financial technology and capital markets organisations. His mandate includes:

• Driving strategy for Broadridge’s capital markets product portfolio
• Expanding global client relationships across broker-dealers, investment banks and asset managers
• Enhancing data-driven solutions for trading, risk and post-trade operations
• Leading innovation in digital workflows, analytics and regulatory technology

Troise’s industry insight and leadership experience are expected to deepen Broadridge’s engagement with clients seeking to modernise operations amid competitive and regulatory pressures.

Why This Matters

1. Capital Markets in Transition

Capital markets infrastructure is undergoing rapid change: electronic trading continues to grow, regulatory reporting requirements are expanding, and data-driven decision-making is at the forefront of competitive advantage. Broadridge — already a key technology partner to many market participants — is positioning itself to offer sophisticated solutions that address these trends.

2. Strategic Leadership for Growth

Appointing a dedicated president for Global Capital Markets signals Broadridge’s prioritisation of this business segment. Troise’s leadership is expected to bring continuity, strategic vision and closer alignment between product development and client needs.

3. Enhancing Technology-Led Services

Broadridge’s technology offerings — from trading and execution management to risk analytics and compliance workflows — are critical to clients facing higher volumes, tighter margins and complex regulatory landscapes. Leadership with capital markets expertise can help Broadridge tailor and scale these solutions effectively.

Market and Competitive Context

Broadridge operates in a competitive landscape that includes technology and services providers such as FIS, IHS Markit (now part of S&P Global), Nasdaq’s market technology division, FactSet, Bloomberg and SimCorp. Demand for integrated, cloud-native, data-centric solutions is growing as traditional, siloed systems give way to more agile, API-driven platforms that support real-time insights and automated workflows.

Troise’s appointment positions Broadridge to accelerate in areas such as:

• RegTech and compliance automation
• Risk, analytics and reporting
• Digital post-trade processing and settlement
• Cross-asset trading support

By investing in leadership and technology, Broadridge aims to maintain and extend its footprint with global financial institutions.

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